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CMMC Level 1 · Logistics & warehousing

CMMC Level 1 for logistics, warehousing & distribution contractors

Third party logistics, warehousing, distribution, and supply contractors moving and storing goods for the government sit at CMMC Level 1 for the common case. Contracts, manifests, inventory and shipment records, and delivery paperwork are Federal Contract Information (FCI). CUI is rare and usually tied to sensitive shipment details, routing for controlled items, or marked technical data for what is being stored.

Overview

If you warehouse, kit, distribute, or move goods under a federal contract, your award documents, manifests, inventory records, shipment and tracking data, and delivery paperwork are Federal Contract Information. That triggers FAR 52.204-21 and a CMMC Level 1 self-assessment with an annual SPRS affirmation.

Most logistics and warehousing work stays at Level 1. You move toward Level 2 only when the data you hold is marked CUI, for example sensitive routing or security details for controlled shipments, or marked technical data that travels with the items you store and handle.

Logistics firms often run a warehouse management system, a handful of office PCs, scanners, and an email tenant. Level 1 is very achievable here, but it means named accounts and MFA on the systems that hold federal manifests and inventory, and basic control over who can see shipment data.

Typical contracts you'll see

  • Warehousing and storage contracts for federal agencies and the military
  • Distribution and kitting task orders under DLA and GSA
  • Third party logistics subcontracts to a defense prime
  • Freight, drayage, and transportation services on and off installations
  • Supply and fulfillment under federal supply schedules

What FCI actually looks like for you

Anything below is Federal Contract Information and triggers FAR 52.204-21. None of it is CUI on its own.

Contracts, task orders, modifications, and invoices
Manifests, packing lists, and bills of lading tied to the contract
Inventory records and warehouse management data for government owned stock
Shipment, tracking, and proof of delivery records
Receiving reports and DD-250 acceptance documents

Common pitfalls in this industry

  • Running the warehouse management system under a single shared login, which fails FAR 52.204-21 (b)(1)(i) and (ii).
  • Emailing manifests and inventory reports from personal accounts, which fails (b)(1)(iii).
  • Leaving the receiving office PC logged in and unattended on the warehouse floor, which works against (b)(1)(viii).
  • Granting every temp and seasonal worker full access to federal shipment data instead of least privilege.
  • Assuming pure pick and pack is out of scope. The FCI in the manifests and contracts is what triggers CMMC.
  • Skipping the annual SPRS affirmation after the first one.

Your Level 1 action plan

  1. 01Inventory the systems that hold federal FCI: the warehouse management system, office PCs, scanners that sync data, email, and backups.
  2. 02Confirm with the agency or prime whether any shipment or item data is marked CUI. Most general warehousing has none.
  3. 03Give each user a named account with MFA and set access to least privilege, so temps see only what they need.
  4. 04Move manifest and inventory exchange onto a paid Microsoft 365 or Google Workspace tenant rather than personal email.
  5. 05Lock down the receiving office and any PC that holds federal data with per person login and screen lock.
  6. 06Write a short boundary description: which systems hold federal manifests and inventory and who can access them.
  7. 07Run the 15 practice self-assessment, document evidence, then have a senior official affirm the score in SPRS and set the annual reminder.

Most common NAICS codes

Use these when searching SAM.gov, filing for set-asides, or checking size standards.

  • 493110General Warehousing & Storage
  • 488510Freight Transportation Arrangement
  • 484110General Freight Trucking, Local
  • 484121General Freight Trucking, Long-Distance, Truckload
  • 541614Process, Physical Distribution & Logistics Consulting Services
  • 423990Other Miscellaneous Durable Goods Merchant Wholesalers

Frequently asked questions

Q.We just warehouse and ship government goods. Do we need CMMC?

Yes, once you hold a federal contract or subcontract. The manifests, inventory records, shipment data, invoices, and delivery documents are Federal Contract Information, and FAR 52.204-21 applies to the systems that hold them. The 15 practices apply to your warehouse management system and office PCs, not to the forklift.

Q.When would a logistics firm be Level 2 instead of Level 1?

When the data you hold is marked CUI, such as sensitive routing or security details for controlled shipments, or marked technical data that travels with the items you store. General warehousing, distribution, and freight that only involve FCI stay at Level 1.

Q.We use temps and seasonal workers. How does that affect access control?

FAR 52.204-21 (b)(1)(i) through (iii) require you to identify users, authenticate them, and limit access to authorized users and the information they need. Give temps named accounts scoped to only the screens and data they need, and disable those accounts promptly when the assignment ends.

Q.Do I need an SSP for Level 1 as a warehousing contractor?

No. Level 1 does not require a System Security Plan under 32 CFR Part 170. You need evidence that each of the 15 practices is met for the systems that hold FCI, plus a short boundary description and a current list of authorized users.

Related clauses

Related terms

Read more in the Library

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